Regulatory Advice

Our advice extends to assisting trust company, fund services, investment businesses and other financial services clients.

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Leading the way with forward-thinking legal strategies

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Regulatory Advice

We regularly advise on the application of financial services law and regulation.

At Hatstone, we are committed to providing expert advice on the complexities of financial services law and regulation. Our team stays abreast of the latest legal developments, ensuring that we offer current and comprehensive guidance. We regularly assist clients in understanding and navigating the intricate regulatory landscape, offering tailored advice to ensure compliance with financial services laws.

Services Offered

Financial Services Businesses

Our advice extends to assisting trust company, fund services, investment businesses and other financial services clients with operational and strategic matters, including in relation to licencing, policy, and interaction with the applicable regulatory bodies.

Compliance

We provide advice regarding AML, policies and procedures, sanctions, licencing and regulatory investigations.

Funds

Regulatory advice relating to the establishment, operation and termination of investment funds of all types, and any associated regulatory touch points with portfolio companies, carry vehicles, parallel funds and more.

Key Contacts

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Rupert Ramsay

Group Partner

+41 79 688 3561

rupert.ramsay@hatstone.com

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Simon Vivian

Group Partner

+44 7797 748 021

simon@hatstone.com

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Lizst Real

Group Partner

+507 6550 7965

lizst.real@hatstone.com

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