Regulatory Advice
Our advice extends to assisting trust company, fund services, investment businesses and other financial services clients.
Leading the way with forward-thinking legal strategies
Regulatory Advice
We regularly advise on the application of financial services law and regulation.
Services Offered
Financial Services Businesses
Our advice extends to assisting trust company, fund services, investment businesses and other financial services clients with operational and strategic matters, including in relation to licencing, policy, and interaction with the applicable regulatory bodies.
Compliance
We provide advice regarding AML, policies and procedures, sanctions, licencing and regulatory investigations.
Funds
Regulatory advice relating to the establishment, operation and termination of investment funds of all types, and any associated regulatory touch points with portfolio companies, carry vehicles, parallel funds and more.